Ongoing Compliance Services
Every licensed financial intermediary is subject to a number of regulatory obligations, including ongoing notification and reporting obligations. Financial intermediaries who fail to comply with these regulatory requirements risk penalties or even loss of license.Our ongoing compliance service is designed to ensure compliance by you with all regulatory requirements. We will also complete and despatch the relevant notification forms and deal with any miscellaneous correspondence and telephone enquiries received from the SRO in relation to your license.
Price:
Annual subscription fee of CHF 490, plus handling charge of CHF 90 per notification.How to order:
Please download and complete our order form and place your non-binding order by fax (+41 43 501 07 01) or email (L_hc__ecnailerssiws--redro). Please contact us at +41 43 501 07 00 if you wish to place your order by phone or if you require additional information.A detailed offer will be sent out on receipt of your order for your review and consideration.
